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NISM Certifications



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The following is a partial list of some important certification examinations that NISM conducts.

NISM Series Names of Certification Examination
NISM-Series-I Currency Derivatives Certification Examination
NISM-Series-IIA Registrars to an Issue and Share Transfer Agents – Corporate Certification Examination
NISM-Series-IIB Registrars to an Issue and Share Transfer Agents – Mutual Certification Examination
NISM Series-III-A Securities Intermediaries Compliance Certification Examination
NISM Series-III-B Issuers Compliance Certification Examination
NISM-Series-IV Interest Rate Derivatives Certification Examination
NISM-Series-V-A Mutual Fund Distributors Certification Examinations
NISM-Series-V-B Mutual Fund Foundation Certification Examination
NISM-Series-V-C: Mutual Fund Distributors (Level 2) Certification Examination
NISM-Series-VI Depository Operations Certification Examination
NISM-Series-VII Securities Operations and Risk Management Certification Examination
NISM-Series-VIII Equity Derivatives Certification Examination
NISM Series-IX Merchant Banking Certification Examination
NISM-Series-X-A Investment Adviser (Level 1) Certification Examination
NISM-Series-X-B Investment Adviser (Level 2) Certification Examination
NISM-Series-XI Equity Sales Certification Examination
NISM Series-XII Securities Markets Foundation Certification Examination
NISM Series-XIV Internal Auditors for Stock Brokers Certification Examination
NISM Series-XV Research Analyst Certification Examination
NISM-Series-XVII: Retirement Adviser Certification Examination

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